LEGAL PROCEDURAL COMPLIANCE RELATING TO SECURITIES LAWS

The firm provides expert legal advice to its clients regarding compliances to be made with the Securities and Exchange Board of India (SEBI) and the Stock Exchanges with respect to Listed Companies. SEBI, in its constant endeavor to enhance the level of investors’ protection, increase the transparency and efficiency of the securities market, to strengthen the norms for the companies and to rationalize and simplify various operational procedures in the securities market so as to facilitate the raising of resources by the issuer companies, takes various initiatives. The firm guides its Issuer Companies, its clients in ensuring that all legal aspects of the matter are flawlessly catered and assists in taking care of various SEBI rules, regulations and guidelines related to issues such as Securities contract regulations, Buy Back of Securities, Corporate Governance related compliances including Listing Regulations in listed companies, Listing & Delisting of securities, Trading & Revocation of Suspension of Trading of shares and also the Issues relating to Securities lending, Investor Protection, Takeover regulations, transfer of shares, unfair trade practices etc. The firm renders its expert advice and assistance to the Companies intending to land into the primary market by taking care of compliance aspect of various regulatory requirements, government approvals, statutory filings to be made such as:

  • Conducting Legal Due Diligence;
  • Appointment of Merchant Banker;
  • Drafting of various offer documents, Prospectus;
  • Approvals from SEBI and other Regulatory Authorities.
 
     
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